Securities and Futures Commission yesterday announced that two of the old securities investment consulting firm to manipulate the market for severe cases disposed of, for the first time to revoke the securities investment consulting firm qualifications and license out 125 million individual tickets to dispose of the iron-fisted approach of not abiding by the stock market, "Three" securities Investment consulting firm.
Beijing was first put out 125 million tickets
Securities and Futures Commission yesterday disclosed for the first release of the Beijing Investment Advisory Co., Ltd. ( "Beijing's first release") to manipulate the market was Wuhan and the new investment adviser Rand Co., Ltd. (hereinafter referred to as "the new Wuhan Rand") to investigate the case of market manipulation and Penalty cases. "Whether illegal securities investment advisory institutions or the legitimate holder of a license as long as the violation, we conduct a thorough investigation, like in the end." Related to the SFC head said yesterday.
Securities and Futures Commission in May 2008 in Beijing will release the first suspected acts of market manipulation investigation. Beijing first put the controlling shareholder, Mr Peter Wang; as the legal representative of the executive director and manager of Beijing to participate in the first release on the day-to-day business. From January 2007 to May 2008, Mr Peter Wang; use of the actual control of himself and nine relatives and friends of securities accounts and capital accounts, 17, in Wuhan, Beijing, more than business, on-line through the commissioning of the way, in Beijing, the first release of these releases The report recommended stocks before buying its stock recommendation, and after release, the recommendation to sell the securities through the sale of the first to approach the sale of the Industrial and Commercial Bank [4.05 -0.74%] 38, and other stock warrants, a total of 125 million profit .
Beijing released the first release in the first through the network of securities, the net wealth of the East, more than Securities News and other media, and make recommendations to the relevant securities and investment recommendations of the Advisory release of the report, Mr Peter Wang; and participation in decision-making process and the final decision-making power, the first in Beijing Mr Peter Wang; under the control of, participated in the manipulation of the market, Mr Peter Wang; Beijing in the first release of the above-mentioned acts, in violation of the "Securities Law" Article 77 of the Convention on the Prohibition of market manipulation.
Securities and Futures Commission in the near future to penalties, Mr Peter Wang; confiscation of all illegal income, in addition to a fine of double the illegal income confiscated 125 million, a fine of 125 million, Mr Peter Wang; Shichangjinru life to take measures to remove the first release of the Beijing Securities Investment Advisory Qualifications. Mr Peter Wang; the above-mentioned acts of serious cases, committing "criminal law" constitutes a crime, the SFC has been the case transferred to public security organs, drew be held criminally responsible.
"Mr Peter Wang; is the case since the founding of the Securities and Futures Commission, the largest personal punishment." Commission departments were responsible for the general said, "This is Zuozhuang old Zhuanggu manipulations. A small number of lawless elements, the renovation of the use of hidden manipulations , To disturb the order of the securities market, serious harm to the interests of investors. Mr Peter Wang; be used to buy securities, selling securities and then released after the way typical and representative. "
The new Wuhan Rand sentenced to a fine of 7,350,000
The new Rand Wuhan and Beijing in the first case put a certain similarity, but a different path. Wuhan new chairman and managing director of the Rand Corporation on behalf of the Zhuhan Dong Jie individual investors to buy shares to provide recommendations to be Jie use its control of the account after the purchase, signed by Zhu Handong, the new name of the rand over the network media and newspapers , And other public media-related stocks recommended by the public, Chen Jie is recommended to use open market caused by the impact of the recommendation in the next trading day the stock sold for profit.
Jan 1, 2007 to April 26 period, the new Wuhan Jie Rand and the adoption of the proposal, buy, recommend ways to sell the 37 trading operation, the new Wuhan Jie Rand advisory services to collect 735 Million, Chen Jie's account under the control of illegal possession of the shares in accordance with the law has been to freeze the Securities and Futures Commission.
After the investigation and hearing, the Commission finds that the new Wuhan Jie Rand and the operation of the above transactions, in violation of the "Securities Law" Article 77 of the Convention on the Prohibition of stock market manipulation. Securities and Futures Commission has recently decided to administrative punishment according to law, the new Wuhan Rand decided to confiscate illegal income 7,350,000 yuan, in addition to a fine of 7,350,000 yuan, Zhu Handong give his warning to a fine of 300,000 yuan, to take the 5-year Shichangjinru , And Chen Jie confiscated by the SFC in accordance with the law to freeze the stock.
Exchange of Mathematics, Dr. clues to identify the non -
Wuhan regulators found violations of the new Rand very interesting way. Securities and Futures Commission, an official said yesterday: "In addition to the reported clues, find the new Wuhan Rand Exchange is the most important mathematical Dr played a role in all transactions in a number of specialized mathematical Dr. trading system similar to the design of the program, each Days of market data filtering, it will filter out a number of the corresponding stock trading accounts, such as transaction records and Chen Jie Zhu Handong recommended by the consistency is the chance of an inevitable, we found that filtering through the process of the new Wuhan Rand case . "
Beijing was first put out 125 million tickets
Securities and Futures Commission yesterday disclosed for the first release of the Beijing Investment Advisory Co., Ltd. ( "Beijing's first release") to manipulate the market was Wuhan and the new investment adviser Rand Co., Ltd. (hereinafter referred to as "the new Wuhan Rand") to investigate the case of market manipulation and Penalty cases. "Whether illegal securities investment advisory institutions or the legitimate holder of a license as long as the violation, we conduct a thorough investigation, like in the end." Related to the SFC head said yesterday.
Securities and Futures Commission in May 2008 in Beijing will release the first suspected acts of market manipulation investigation. Beijing first put the controlling shareholder, Mr Peter Wang; as the legal representative of the executive director and manager of Beijing to participate in the first release on the day-to-day business. From January 2007 to May 2008, Mr Peter Wang; use of the actual control of himself and nine relatives and friends of securities accounts and capital accounts, 17, in Wuhan, Beijing, more than business, on-line through the commissioning of the way, in Beijing, the first release of these releases The report recommended stocks before buying its stock recommendation, and after release, the recommendation to sell the securities through the sale of the first to approach the sale of the Industrial and Commercial Bank [4.05 -0.74%] 38, and other stock warrants, a total of 125 million profit .
Beijing released the first release in the first through the network of securities, the net wealth of the East, more than Securities News and other media, and make recommendations to the relevant securities and investment recommendations of the Advisory release of the report, Mr Peter Wang; and participation in decision-making process and the final decision-making power, the first in Beijing Mr Peter Wang; under the control of, participated in the manipulation of the market, Mr Peter Wang; Beijing in the first release of the above-mentioned acts, in violation of the "Securities Law" Article 77 of the Convention on the Prohibition of market manipulation.
Securities and Futures Commission in the near future to penalties, Mr Peter Wang; confiscation of all illegal income, in addition to a fine of double the illegal income confiscated 125 million, a fine of 125 million, Mr Peter Wang; Shichangjinru life to take measures to remove the first release of the Beijing Securities Investment Advisory Qualifications. Mr Peter Wang; the above-mentioned acts of serious cases, committing "criminal law" constitutes a crime, the SFC has been the case transferred to public security organs, drew be held criminally responsible.
"Mr Peter Wang; is the case since the founding of the Securities and Futures Commission, the largest personal punishment." Commission departments were responsible for the general said, "This is Zuozhuang old Zhuanggu manipulations. A small number of lawless elements, the renovation of the use of hidden manipulations , To disturb the order of the securities market, serious harm to the interests of investors. Mr Peter Wang; be used to buy securities, selling securities and then released after the way typical and representative. "
The new Wuhan Rand sentenced to a fine of 7,350,000
The new Rand Wuhan and Beijing in the first case put a certain similarity, but a different path. Wuhan new chairman and managing director of the Rand Corporation on behalf of the Zhuhan Dong Jie individual investors to buy shares to provide recommendations to be Jie use its control of the account after the purchase, signed by Zhu Handong, the new name of the rand over the network media and newspapers , And other public media-related stocks recommended by the public, Chen Jie is recommended to use open market caused by the impact of the recommendation in the next trading day the stock sold for profit.
Jan 1, 2007 to April 26 period, the new Wuhan Jie Rand and the adoption of the proposal, buy, recommend ways to sell the 37 trading operation, the new Wuhan Jie Rand advisory services to collect 735 Million, Chen Jie's account under the control of illegal possession of the shares in accordance with the law has been to freeze the Securities and Futures Commission.
After the investigation and hearing, the Commission finds that the new Wuhan Jie Rand and the operation of the above transactions, in violation of the "Securities Law" Article 77 of the Convention on the Prohibition of stock market manipulation. Securities and Futures Commission has recently decided to administrative punishment according to law, the new Wuhan Rand decided to confiscate illegal income 7,350,000 yuan, in addition to a fine of 7,350,000 yuan, Zhu Handong give his warning to a fine of 300,000 yuan, to take the 5-year Shichangjinru , And Chen Jie confiscated by the SFC in accordance with the law to freeze the stock.
Exchange of Mathematics, Dr. clues to identify the non -
Wuhan regulators found violations of the new Rand very interesting way. Securities and Futures Commission, an official said yesterday: "In addition to the reported clues, find the new Wuhan Rand Exchange is the most important mathematical Dr played a role in all transactions in a number of specialized mathematical Dr. trading system similar to the design of the program, each Days of market data filtering, it will filter out a number of the corresponding stock trading accounts, such as transaction records and Chen Jie Zhu Handong recommended by the consistency is the chance of an inevitable, we found that filtering through the process of the new Wuhan Rand case . "
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